In Case You Missed It: New OIG Basic Compliance Program Steering


On November 6, 2023, the HHS Workplace of Inspector Basic printed a brand new compilation of compliance steerage beneath the title Basic Compliance Program Steering (GCPG) for the healthcare compliance neighborhood and different well being care stakeholders. In step with the OIG’s April 24, 2023 announcement of its plan to situation modernized, improved, and accessible steerage, the 91-page doc is now obtainable on the OIG’s web site. The OIG harassed that the GCPG is voluntary and nonbinding, though it used the phrase “ought to” all through the doc.

Whereas a lot of the knowledge has been included in prior steerage, the OIG added insights and updates, together with a give attention to high quality and affected person security. The GCPG is simple to navigate and comprises the next most important sections:

  • Well being Care Fraud Enforcement and Different Requirements: Overview of Sure Federal Legal guidelines
    • Along with the False Claims Act, Anti-Kickback Statute, and Stark Legislation, the listing contains civil financial penalty authority associated to Data Blocking and HHS Grants, Contracts, and different Agreements, in addition to enforcement authority beneath HIPAA
  • Compliance Program Infrastructure: The Seven Parts
    • Emphasizes that the Compliance Officer ought to have the stature of a pacesetter and work together as an equal of different senior leaders
    • Emphasizes the significance of the Compliance Committee in proactive annual danger assessments
    • Promotes considerate consideration of acceptable incentives to encourage participation within the entity’s compliance program
  • Compliance Program Diversifications for Small and Massive Entities
    • Even for small entities, the Compliance Officer “should have no duty for the efficiency or supervision of authorized providers to the entity and, each time doable, shouldn’t be concerned within the billing, coding, or submission of claims.”
    • Massive entities “will possible want a division of compliance personnel with a wide range of abilities and experience to implement and monitor the group’s compliance program and deal with its manifold compliance wants.”
  • Different Compliance Issues
    • High quality and Affected person Security
    • New Entrants within the Well being Care Business, together with know-how firms, new traders, and organizations offering non-traditional providers reminiscent of meals supply and care coordination
    • Monetary Incentives: Possession and Cost – Observe the Cash, together with personal fairness possession, cost incentives, and monetary preparations monitoring
  • OIG Assets and Processes
    • Contains Compliance Toolkits, the OIG Work Plan, Advisory Opinions, Secure Harbor Rules, and Self-Disclosure Protocols

Every of the sections contains “Ideas” marked by a yellow circle with a star icon and “What to Do if You Establish a Downside” marked by a yellow triangle with an exclamation level icon.

Be looking out for the OIG to situation trade particular compliance steerage (ICPG) for a number of kinds of suppliers, suppliers, and individuals in healthcare trade subsectors. The primary two in 2024 are anticipated to cowl Medicare Benefit and nursing amenities. The OIG intends to replace the ICPGs periodically “to deal with newly recognized danger areas and compliance measures and to make sure well timed and significant steerage from OIG.” Revised steerage paperwork will exchange the unique compliance steerage paperwork which were issued over time beginning with hospitals in 1998. Compliance steerage paperwork will not be printed within the Federal Register however will stay obtainable on the OIG web site with interactive hyperlinks to helpful assets.

Though the content material of the GCPG will not be fully new, it’s undoubtedly really useful studying and a helpful useful resource for compliance professionals, governing our bodies, and traders in all kinds of well being care organizations, together with well being care suppliers, suppliers, life sciences firms, and managed care plans.


For extra info, please contact Terri Harris at 336.378.5383 or [email protected], or one other member of Fox Rothschild’s nationwide Well being Legislation Observe Group.

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