Deconstructing the PREP Act | Drug & System Legislation


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From our very first publish again in early 2020 on preclusive energy of the PREP Act, 42 U.S.C. §247d-6d, we have been impressed by the scope of its mixed preemption and immunity language.  There, we quoted the language from the HHS secretary’s emergency declaration:

[A] lined particular person shall be immune from swimsuit and legal responsibility below federal and state regulation with respect to all claims for loss brought on by, arising out of, regarding, or ensuing from the administration to or use by a person of a lined countermeasure.

Quoting 85 Fed. Reg. 15198, 15199 (HHS March 17, 2020).

The statutory language itself is simply as broad.  The PREP Act offers {that a} “certified countermeasure” consists of any “organic product” (equivalent to vaccines) used “to diagnose, mitigate, stop, or deal with hurt from any organic agent (together with organisms that trigger an infectious illness).”  42 U.S.C. §247d-6d(a)(2)(A)(i).  The statute additionally incorporates robust “legal responsibility protections” for “lined countermeasures” and “lined individuals,” that are outlined phrases:

(1) Lined countermeasure

The time period “lined countermeasure” means −

(A) a certified pandemic or epidemic product (as outlined in paragraph (7)); . . . . [or]

(C) a . . . organic product . . . that’s approved for emergency use in accordance with [pertinent portions of the FDCA.]

42 U.S.C. §247d-6d(i)(1).  The time period “organic product” consists of vaccines.  42 U.S.C. §262(i)(1).

(2) Lined particular person

The time period “lined particular person”, when used with respect to the administration or use of a lined countermeasure, means −. . .

(B) an individual or entity that’s −

(i) a producer of such countermeasure;

(ii) a distributor of such countermeasure;. . . or

(v) an official, agent, or worker of an individual or entity described in clause (i), (ii), (iii), or (iv).

42 U.S.C. §247d-6d(i)(2).  Clearly, a vaccine producer is a “lined particular person.”

For each “lined individuals” and “lined countermeasures” the Act offers intensive preemption:

(8) Preemption of State regulation

In the course of the efficient interval of a declaration . . ., or at any time with respect to conduct undertaken in accordance with such declaration, no State or political subdivision of a State could set up, implement, or proceed in impact with respect to a lined countermeasure any provision of regulation or authorized requirement that −

(A) is totally different from, or is in battle with, any requirement relevant below this part; and

(B) pertains to the design, improvement, medical testing or investigation, formulation, manufacture, distribution, sale, donation, buy, advertising and marketing, promotion, packaging, labeling, licensing, use, another side of security or efficacy, or the prescribing, shelling out, or administration by certified individuals of the lined countermeasure, or to any matter included in a requirement relevant to the lined countermeasure below this part or another provision of this chapter, or below the Federal Meals, Drug, and Beauty Act.

42 U.S.C. §247d-6d(b)(8).

This statutory language displays “clear congressional intent that the prescribed cures be unique.”  Mitchell v. Superior HCS, L.L.C., 28 F.4th 580, 587 (fifth Cir. 2022).  “To encourage voluntary participation within the distribution of those countermeasures, the Secretary of [HHS] invoked the [PREP Act], to supply authorized immunity for the people and organizations who offered these countermeasures to the general public.”  Leonard v. Alabama State Board of Pharmacy, 61 F.4th 902, 905 (eleventh Cir. 2023).  The related legislative historical past demonstrates that Congress enacted the PREP Act in 2005:

To encourage the expeditious improvement and deployment of medical countermeasures throughout a public well being emergency . . . [by] authoriz[ing] the [HHS] Secretary to restrict authorized legal responsibility for losses regarding the administration of medical countermeasures equivalent to diagnostics, therapies, and vaccines. . . .  Within the PREP Act, Congress made the judgment that, within the context of a public well being emergency, immunizing sure individuals and entities from legal responsibility was mandatory to make sure that doubtlessly life-saving countermeasures will probably be effectively developed, deployed, and administered.

“The PREP Act & COVID-19, Half 1: Statutory Authority to Restrict Legal responsibility for Medical Countermeasures” 1, 1 (Cong. Res. Serv. April 13, 2022) (accessible right here) (emphasis added).  See, e.g., Cannon v. Watermark Retirement Communities, Inc., 45 F.4th 137, 139 (D.C. Cir. 2022) (quoting this publication).  “The aim of the PREP Act, as supplemented by the amended PREP Act declaration, was to encourage lined suppliers to implement lined countermeasures as shortly and broadly as fairly attainable with out worry of legal responsibility.”  Mills v. Hartford Healthcare Corp., 298 A.3d 605, 630 (Conn. 2023) (quotation omitted).  “Underneath this plain, clear, and unambiguous language, the PREP Act was designed to stop lawsuits that might come up from the bodily provision of lined countermeasures to the end-user.”  Pugh v. Okuley’s Pharmacy & Residence Medical, 224 N.E.3d 619, 2023 WL 5862281, at *3 (Ohio App. Sept. 11, 2023).

All of which brings us to the peculiar resolution in Dressen v. AstraZeneca AB, 2024 WL 4666577 (D. Utah Nov. 4, 2024).  Regardless of all of Congress’ belt-and-suspenders language within the PREP Act meant to preclude private harm claims involving anti-pandemic vaccines (and different “lined countermeasures”), Dressen refused to dismiss simply such a reason behind motion.

We expect the Dressen resolution is flawed, for the next causes.

The “info” – test, that, the plaintiff’s allegations, which the court docket needed to settle for as true – sound troubling.  Allegedly (and we extremely doubt any of that is really true), the plaintiff enrolled within the vaccine producer defendant’s medical trial.  Plaintiff claims that she signed an “knowledgeable consent type” promising sure advantages “if [plaintiff] turned ailing or injured whereas taking part” within the research.  2024 WL 4666577, at *1 (footnote omitted).  Nonetheless, that very same type contained a PREP Act disclaimer of legal responsibility, which the opinion quoted in full.  Id.  That disclaimer included particular discover that “compensation for accidents could also be accessible to you below this Countermeasures Damage Compensation Program.”  Id.  We mentioned this program (abbreviated CICP) right here and right here.  Plaintiff claimed, first, that the experimental vaccine injured her and, second, “breach of contract” when the defendant vaccine producer refused to pay her what she demanded.  Id. at *2.

Dressen “f[ound] the textual content of the PREP Act exempts contractual violations from its scope of immunity.”  Id. at *3.  The place that “textual content” is, or what it would say, we frankly don’t know.

We’ve quoted, above, each the related statutory textual content, 42 U.S.C. §247d-6d(b)(8), and the language of the HHS emergency declaration, 85 Fed. Reg. 15198, 15199 (HHS March 17, 2020), and neither of them draw any distinction between tort and contract.  The statute preempts “any provision of [state] regulation” and the declaration proclaims immunity from “with respect to all claims for loss.”  Tellingly, when discussing the PREP Act, Dressen omits this language.  As an alternative, it focuses on sure “immunity” language precluding “any declare for loss that has a causal relationship with the administration to or use by a person of a lined countermeasure.”  2024 WL 4666577, at *4 (quoting 42 U.S.C. §247d-6d(a)(2)(B).  However, in fact, the requisite “causal relationship” existed in Dressen – however for the alleged accidents from the plaintiff’s receipt of the defendant’s experimental vaccine, there could be no lawsuit.

Ignoring the PREP Act’s precise language, Dressen purports to present “a extra focused which means” to the PREP Act’s broad “relate to” causation language.  Id. at *5.  Dressen depends on a Ninth Circuit case, involving testing of jail inmates – not vaccines – that had held:

The encompassing verbal phrases − “brought on by,” “arising out of,” and “ensuing from,” § 247d-6d(a)(1) − all connote some kind of causal relationship.  On the very least, then, for PREP Act immunity to use, the underlying use or administration of a lined countermeasure will need to have performed some position in bringing about or contributing to the plaintiff’s harm.

Hampton v. California, 83 F.4th 754, 764 (ninth Cir. 2023).  In stark distinction to the outdated exams in Hampton, the entire accidents claimed in Dressen stemmed straight from the administration of a PREP Act “lined countermeasure” – the experimental vaccine.  That was what the claimed contract was for.

Dressen relied on a few different fully distinguishable “contract” circumstances, Fusion Diagnostic Laboratories, LLC. v. Atila Biosystems, Inc., 2024 WL 3024915 (D.N.J. June 17, 2024), and WorkCare, Inc. v. Plymouth Medical, LLC, 2021 WL 4816631 (C.D. Cal. Aug. 20, 2021).  2024 WL 4666577, at *6.  Neither resolution concerned a contract below which anybody was administered a “lined countermeasure.”  As an alternative, each concerned disputes between business entities concerned within the manufacturing of such countermeasures.  See Fusion Diagnostic, 2024 WL 3024915, at *5 (“Plaintiff doesn’t allege loss from the ‘administration to or the use by a person’ of a lined countermeasure, however quite sues as a purchaser looking for to carry the vendor responsible for the sale of allegedly faulty Covid exams”); WorkCare, 2021 WL 4816631, at *4-5 (making a “promise . . . to exchange unusable exams” was “not engag[ing] within the ‘administration’ of lined countermeasures”).  As a result of the COVID exams in each Fusion Diagnostic and WorkCare have been faulty, they merely couldn’t be “administered” within the first place.  That clearly wasn’t the case in Dressen, the place your entire objective of the claimed contract – a part of a medical knowledgeable consent type – was to induce the “administration” of the vaccine, which it did.  Thus, regardless of admitting that the plaintiff did “not present the court docket a textual foundation for her argument that § 247d-6d(a) excludes breach of contract claims from its scope,” 2024 WL 3024915, at *7, Dressen merely invented its personal implausible argument.

Dressen’s statutory evaluation is patently flawed, and certainly completely ignores the precise textual content of each the PREP Act and the HHS emergency declaration, which draw no distinctions between forms of causes of motion.  The opposite causes supplied in Dressen for permitting legal responsibility didn’t even declare to respect what Congress enacted within the PREP Act.

First, Dressen claims that solely the breach of contract, and never the administration of the experimental vaccine, “induced” the plaintiff’s damages.  Id. at *7-8.  To cite Shania Twain, “that don’t impress us a lot.”  Take away the vaccine, and there aren’t any damages.  All of the damages that the plaintiff claimed contain medical remedy for the asserted vaccine-related harm:

[Plaintiff’s] want for medical care and medicine “skyrocketed” after receiving the vaccine.  [Plaintiff] and her husband repeatedly sought reimbursement for these prices from [defendant]to little or no avail. . . .  [Defendant] corresponded a number of occasions with [plaintiff], confirming receipt of medical data, looking for extra details about [plaintiff’s] suppliers, and informing [plaintiff it] was within the technique of evaluating her claims.

Id. at *2 (emphasis added).  Dressen was by no means a contract case.  It was at all times a tort case – looking for tort damages – dressed up in contract garb to be able to idiot the court docket.  In that it succeeded.

Thus, no vaccination = no damages.  That’s pure “however for” causation, not merely concurrent causation.  Furthermore, concurrent trigger in Utah regulation is dependent upon foreseeability.

An intervening negligent act doesn’t mechanically turn into a superseding trigger that relieves the unique actor of legal responsibility.  The sooner actor is charged with the foreseeable negligent acts of others.  Due to this fact, if the intervening negligence is foreseeable, the sooner negligent act is a concurring trigger.  This consists of conditions the place negligent or different wrongful conduct of others ought to fairly be anticipated.

Godesky v. Provo Metropolis Corp., 690 P.second 541, 545 (Utah 1984).  The act in Dressen that the choice claimed to be noncausal is the administration of the “lined countermeasure.”  That’s approach, far more than merely “foreseeable,” for the reason that total objective of the contract that the plaintiff claimed was breached was to induce the vaccination.

Immunity below the PREP Act activates whether or not a “lined countermeasure” was “administered” – not whether or not that countermeasure “was faulty,” whether or not the labeling was “misleading,” or the way it was marketed.  2024 WL 3024915, at *9.  There may be certainly “elementary[] confus[ion]” in Dressen, id., however that confusion doesn’t lie with both the defendant’s arguments or the PREP Act.

Scratch one flattop.

The subsequent rationale Dressen gives is that one thing within the PREP Act’s “statutory scheme” as an entire “suggests” that “solely tort-like losses” are lined by the Act’s immunity and preemption.  Id. at *9-10.  That argument essentially posits that the specific phrases of the Act are by some means not controlling.  That, once more, is a blatant authorized no-no.  E.g., St. Jeor v. Kerr Corp., 353 P.3d 137, 140 (Utah 2015) (“declin[ing a] request to look to the spirit of the [enactment] quite than the textual content itself”); Jordan Credit score Union v. Sullivan, 520 P.3d 929, 931 (Utah App. 2022) (“to credit score this place would require us to disregard the plain language” of the enactment “which we can not do”).  It’s additionally factually incorrect as a result of, as already mentioned, the entire claimed “losses” have been for plaintiff’s medical care and private harm, and due to this fact have been “tort-like.”

This argument relies on an overreading of an allowed declare below the PREP Act that the plaintiff didn’t even make – one for “willful misconduct.”  Dressen, 2024 WL 3024915, at *10.  Dressen contends that this exception implies that the PREP Act as an entire doesn’t immunize contract claims as a result of the exception considerations “an aggravating consider tort.”  Id.  The logic that, as a result of Congress offered an exception for an aggravated tort, it by some means expressed an intent to restrict the immunity it concurrently granted to “non-willful tortious conduct,” id., is frankly arduous to observe.  By far probably the most logical understanding of this extraordinarily restricted exception, is that the broad immunity means precisely what it stated, and that the one exception is the one expressly acknowledged, quite than some sub rosa unexpressed intent to restrict the immunity/preemption in another approach not talked about in any respect within the exception.

Ship one other flattop to the underside.

The subsequent rationale in Dressen is one other model of ignoring the letter of the regulation below the pretext of pursuing its spirit.  In model 2.0, the excuse is that “immunizing” a defendant from “contract claims . . . runs counter to the aim of the PREP Act.”  Id. at *10-11.  Right here’s the argument:

The sanctity of contract is exactly what allegedly induced [plaintiff] to take part in [the] medical trial involving a experimental vaccine.  It’s usually within the public curiosity to implement legitimate contracts and make events stay as much as their agreements.  If the PREP Act immunized misleading contractual inducement and sanctioned illusory guarantees, then nobody would conform to undertake the high-risk actions which might be crucial throughout public well being emergency responses.

2024 WL 3024915, at *11 (footnotes omitted).

That argument finds no help within the PREP Act’s precise textual content, and doesn’t make a lot sensible sense, both.  A whole lot of thousands and thousands of individuals obtained COVID vaccines below Emergency Use Authorizations.  Subsequent to none of them did so pursuant to the form of “contract” alleged in Dresser.  No deterrence existed.  Folks obtained COVID-19 vaccinations, not in reliance on any monetary incentive, however as a result of these vaccines have been the perfect protection towards a harmful new illness that finally killed over 1,000,000 Individuals.  The assertion that indemnification makes any distinction in vaccine use isn’t just fully speculative, however merely contrafactual.

This argument can be contra-statutory.  It invokes the “absurdity doctrine,” id. at *1, which, as now we have mentioned elsewhere, is an easy plea to jettison statutory textual content when a literal interpretation purportedly results in “absurd outcomes.”  However there may be nothing “absurd” right here, nor are the claimed contractual guarantees “illusory,” as Dressen repeatedly asserts – additionally with none foundation.  A treatment stays, particularly the specific phrases of the aforementioned contractual disclaimer by which “the events agreed federal regulation could restrict [plaintiff’s] proper to sue:

You might be prevented from making claims for accidents . . . together with, however not restricted to, claims for demise; bodily, psychological, or emotional harm, sickness, incapacity. . . .  Nonetheless, the federal authorities has a program that will present compensation to you or your loved ones in the event you expertise severe bodily accidents. . . . [C]ompensation for accidents could also be accessible to you below this Countermeasures Damage Compensation Program.

Dressen, 2024 WL 3024915, at *1.  That’s the treatment each vaccine recipient has if all else fails – equally accessible to everybody within the nation.  The PREP Act is just like the Vaccine Act.  It replaces cures that plaintiffs may in any other case search in court docket with a statutory compensation system.  See, e.g., 86 Fed. Reg. at 21211-12 (discussing this program within the context of declaring the unique COVID emergency).  The plaintiff in Dressen is making an attempt to get greater than her share of aid by making an immunized declare in “contract” quite than tort.

Scratch the final flattop.

Thus, we view Dressen in the identical approach now we have described a variety of different egregiously incorrect choices – as committing “spherical error,” that’s, error irrespective of how one seems at it.

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