Treating Physicians Might Be Deposed as Specialists


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The choice in Burton v. AbbVie, Inc., 2024 WL 3207008 (C.D. Cal. Feb. 21, 2024), introduced an attention-grabbing, if considerably arcane, discovery query:  whether or not a plaintiff’s treating doctor, listed as solely an “un-retained” percipient witness for which no knowledgeable report is required underneath Fed. R. Civ. P. 26(a)(2)(C), might be deposed through the time period {that a} court docket’s scheduling order supplies solely for “knowledgeable” discovery.  Burton held that was correct underneath the principles:

Plaintiff’s disclosure of [several treaters] as non-retained consultants . . . cuts in opposition to her argument that these docs are solely percipient witnesses.  Moreover, whereas Plaintiff asserts that the treating physicians will solely testify to remedy given prior to now and what could also be wanted sooner or later, the Courtroom notes that this testimony will inherently require the physicians to depend on their medical coaching to opine on what future remedy could also be wanted.  Accordingly, this Courtroom joins the opposite district courts on this circuit to discover {that a} treating doctor, by advantage of their coaching and ability, can be correctly thought of an knowledgeable witness.  Due to this fact, Defendants are free to depose [the treaters] throughout knowledgeable discovery.

2024 WL 3207008, at *3 (no citations omitted) (emphasis added).  Plaintiff supplied “no authority” for her opposite argument, and the “handful of unpublished circumstances” the defendant cited should not talked about within the Burton opinion.  So we determined to have a look.

We begin with Fed. R. Civ. Proc. 26(b)(4), offering that “[a] celebration could depose any one who has been recognized as an knowledgeable whose opinions could also be introduced at trial.”  As Burton observes, “[t]reating physicians are usually thought of consultants, who would give testimony underneath Federal Rule of Proof 702.”  2024 WL 3207008, at *3 (quoting Erhart v. Bofl Holding, Inc., 2018 WL 4961513, at *4 (S.D. Cal. Oct. 12, 2018)).  However Erhart concerned a dispute over an impartial medical examination, not depositions.

The problem was reached in Thai v. County of Los Angeles, 2022 WL 2392461, at *3 (S.D. Cal. July 1, 2022), the place plaintiffs claimed that the defendant couldn’t depose their treating physicians when the time for odd discovery, however not knowledgeable discovery, had run.  Percipient knowledgeable witnesses – treating physicians – had been nonetheless “consultants.”  Plaintiffs couldn’t disclose “solely probably the most generic, unhelpful description of the subject material on which every supplier is anticipated to current proof,” however then flip round and in addition deny knowledgeable depositions of the identical witnesses.

[I]t is evident that Plaintiffs can’t have it each methods. In the event that they need to need the 5 treating physicians to testify relating to their medical opinions that will be thought of knowledgeable opinions underneath Rule 702, they should be disclosed as detailed in Rule 26(a)(2)(C). The way in which that they’ve been disclosed up to now − by way of supplemental preliminary disclosures and interrogatory responses − doesn’t meet Rule 26(a)(2)(C)’s necessities. Conversely, if Plaintiffs don’t need the treating physicians to testify relating to medical opinions that will be thought of knowledgeable opinions underneath Rule 702, they should be ready to restrict the testimony as such or danger in limine motions that will exclude sure testimony.

Id. at *4.

The identical sort of dispute was resolved in the identical style in Jones v. USF Holland, Inc., 2009 WL 928732 (E.D. Ark. April 3, 2009).  Treaters, even these solely testifying to their medical remedy, might be deposed as a part of knowledgeable discovery:

What’s clearer is {that a} treating doctor is considered an knowledgeable even when she or he testifies as to remedy.  Given the events’ stipulation to increase knowledgeable discovery . . ., the court docket finds that the scheduled depositions of the treating physicians are well timed.

Jones v. USF Holland, Inc., 2009 WL 928732, at *1 (E.D. Ark. Apr. 3, 2009) (citations omitted).  Equally, in C.R. v. PLB Administration LLC, 2022 WL 228702751 (C.D. Cal. June 29, 2022), a declare that deposition subpoenas for “non-retained consultants” had been “late” failed as a result of “the knowledgeable discovery deadline” had not expired.  Id. at *1.  One other direct assertion to the identical impact occurred in Goon v. Moran Meals, Inc., 2011 WL 13552273 (N.D. Unwell. Might 27, 2011), directing that “the depositions of plaintiff’s treating physicians and treating bodily therapists needn’t proceed previous to the shut of reality discovery,” however “[i]nstead, these depositions ought to proceed throughout knowledgeable discovery.”  Id. at *2.

That treaters had been correctly seen as “consultants” was additionally inherent in Western Riverside Council v. Nationwide Union Hearth Insurance coverage Co., 2022 WL 4596663, at *3 (C.D. Cal. July 12, 2022).  In Western Riverside,  the plaintiff – sure, this proposition can lower each methods – was allowed to re-depose treaters as “consultants,” regardless of their having already been deposed as reality witnesses, after the defendant listed them as non-retained consultants.  See additionally Mollica v. County of Sacramento, 2023 WL 6723395, at *4 (E.D. Cal. Oct. 12, 2023) (imposing lesser sanctions for belated disclosure of treating physicians as consultants as a result of they might have been deposed “whereas knowledgeable discovery was nonetheless open”); Corridor v. Walgreens Co., 2022 WL 18806276, at *2 (S.D. Cal. Nov. 30, 2022) (criticizing celebration’s failure to determine non-retained consultants till shortly “earlier than the knowledgeable discovery cutoff date”); Hebert v. Ascension Parish Faculty Board, 2018 WL 11395456, at *2 (M.D. La. Dec. 6, 2018) (treating physicians not required to file a report back to be deposed throughout “knowledgeable discovery”); Bookhamer v. Sunbeam Merchandise, Inc., 2012 WL 6000230, at *3 (N.D. Cal. Nov. 30, 2012) (ruling that “knowledgeable discovery shall stay open for the aim of permitting Defendant to depose . . . non-retained consultants chosen by Plaintiffs”; implicitly holding that such witnesses had been “consultants” for functions of Rule 26(a)); Edwards v. Nike Retail Companies, Inc., 2012 WL 5398442, at *2 (E.D. Cal. Nov. 2, 2012) (describing “knowledgeable discovery” because the interval “to depose consultants and treating physicians”).

However, as is commonly the case, the bulk rule isn’t unanimous.  The ruling went the opposite approach in Piepes v. Nai Leisure Holdings LLC, 2019 WL 13224982 (E.D.N.Y. Jan. 29, 2019), with the defendants being prohibited from taking treating doctor depositions throughout “knowledgeable discovery.”

[The treaters] are reality witnesses that Plaintiff recognized in preliminary disclosures.  The Courtroom isn’t persuaded by Defendants’ argument that they are going to be “ambushed” by the docs’ testimony at trial, since Defendants selected to not depose them throughout reality discovery regardless of a number of extensions of discovery deadlines.  Defendants could not accomplish that now, since reality discovery has been closed. . . .  Certainly, at no time have Defendants moved to reopen reality discovery, and the Courtroom has indicated a number of instances that the one remaining part of the case is knowledgeable discovery.

Id. at *2.

It strikes us as considerably odd that so lots of the choices on whether or not depositions of non-retained treating physicians are correctly a part of “knowledgeable discovery” versus “reality discovery” are – like Burton – from California courts.  If there’s a purpose that California federal apply is completely different, we didn’t see it.  We carried out nationwide analysis and, apart from Piepes, all federal courts got here to the identical conclusion, that such depositions throughout “knowledgeable discovery” are permitted.

Blissful holidays to all, and to all a superb night time.

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